Convoy Investment Services Limited

IPO Application

General requirement of applicants

1. IPO applicant must hold a Securities account with us.
2. Applicant must be at least 18 year-old and have a Hong Kong address.

Application Methods

Apply via White Application Form

1.	Applicant who wishes to receive physical certificate which issued in your own name, you should apply by White Application Form.
2.	After filled out the Form, a cheque with correct application amount must be attached with the Form before lodging to the collection box provided by relevant bank.
3.	Form can be lodged in the collection box at designated banks before the deadline shows on relevant form.
4.	White Application Forms can be collected from our office.

Apply via Yellow Application Form

1.	Applicant who wishes to receive the IPO allotted shares directly to your securities account, you should apply by Yellow Application Form.
2.	After filled out the Form, a cheque with correct application amount must be attached with the Form.
3.	The Form must be submitted to CIS or lodged in the collection box which also located in CIS before deadline.
4.	White Application Forms can be collected from our office.

Apply via e-IPO

1. Applicant can place IPO application via our website directly.
2. Applicant must deposit sufficient application amount and handling fee of HK$20- before placing application.
3. Once the application is placed by applicant, the application amount and handling fee will be locked up immediately.
4. The application amount and handling fee will be debited from applicant’s securities account on application deadline.

Apply via IPO Margin Financing

1. Please call our Customer Service Hotline for details at 3601 3737.

Allotment Result

Result on White Application Form

1.	Allotment result will be announced in the newspapers on allotment date which stated clearly at relevant application form or prospectus.
2.	The Share Registrar will deliver the share certificate to applicant by post if part of or whole application is successful.
3.	The Share Registrar will deliver the cheque of refund on unsuccessful applied shares to applicant by post.

Result on Yellow Application Form

1.	Allotted shares will be credited into applicant’s securities account on allotment date.
2.	The Share Registrar will deliver the cheque of refund on unsuccessful applied shares to applicant by post.
3.	Allotment result will be shown on consolidated daily statement or can be enquired from our Customer Service hotline after 12:00 noon.

Result on e-IPO

1.	Allotted shares will be credited into applicant’s securities account on allotment date.
2.	Refund on unsuccessful applied shares will be credited into applicant’s securities account on allotment date.
3.	Allotment result will be shown on consolidated daily statement or can be enquired from our Customer Service hotline after 12:00 noon.

If applicant wishes to make an IPO application, please read the relevant prospectus and our terms & conditions in relation to IPO application procedures carefully.