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HK Stock Services

On-line Securities Trading

Our dynamic trading team possesses abounding experiences and professional qualifications. Our clients can place orders via our advanced electronic trading system to enjoy reliable, convenient and speedy trading services. In order to help our clients make quick and accurate trading decisions, our research analysts would regularly issue market commentaries and analysis reports.

Securities Custodian and Nominee Services

To help our customers manage detailed account information, our company provides a set of time saving, secure clearing and settlement procedures, securities real-time quotes, regular issuance of daily and monthly statements of account. We also offer various securities custodian and nominee services, including, but not limited to, collection of cash dividend, bonus shares/warrants, new shares subscription, shares subscription, exercise of warrants and stock splitting, etc.

Item

Charges

Min.Charges

Remarks

Trade-related services

Brokerage

-via Online Trading Platform
0.25% Base on Transaction amount

-via Phone Trading System
0.25% Base on Transaction amount

-via Online Trading Platform
Minimum $100

-via Phone Trading System
Minimum $100

 

Stamp Duty

0.1% of transaction amount

HK$1

Charges are rounded up to the nearest dollar and payable by both the buyer and Seller.

Transaction Levy

0.003% of transaction amount

 

SFC charge

Trading Fee

0.005% of transaction amount

 

HKEX charge

Stock Settlement Fee

0.002% of transaction amount

HK$2

Maximum HK$100

Compulsory Share Buy-back by CCASS

0.5% of securities value (closing price on settlement day)

 

Maximum HK$100,000

EIPO

HK$20 per application

HK$20

 

Physical Scrip Handling

Physical Scrip Withdrawal

HK$5 per board lot

HK$30

 

Physical Scrip Deposit

HK$5 per transfer deed

HK$5

 

Settlement-related Services

SI Delivery Fee

HK$10 per stock

HK$10

 

ISI Delivery Fee

HK$10 per stock

HK$10

 

Nominee services and corporate actions

Scrip Fee

HK$1.5 per lot

HK$1.5 per lot

Odd lots also charged at HK$1.50 each

Cash Dividend Collection

Scrip Dividend Collection

0.12% of aggregate of cash amount dividend

HK$20 *

HK$20 *

Maximum HK$10,000 *

Rights Collection

Warrants Collection

Open Offer Collection Fee

HK$20 *

HK$20 *

HK$20*

HK$20 *

 

Rights Subscription/Excess Application

HK$0.8 per lot and HK$20 *

HK$0.8/lot and HK$20 *

 

Exercise of Warrants

HK$0.8 per lot and HK$30 *

HK$0.8/lot and HK$30 *

 

Take-up Open Offer/Cash Offer

HK$0.8 per lot and HK$20 *

HK$0.8/lot and HK$20 *

 

Financing and other services

Late settlement of purchase orders
(Cash Account)

HSBC Prime Rate +4% (p.a. )

 

Interest calculated from the settlement day (including Saturday, Sunday and Public) Holidays).

Late settlement of purchase orders
(Margins Account-
Margin Rate)

HSBC Prime Rate +3% (p.a. )

 

Interest calculated from the settlement day (including Saturday, Sunday and Public) Holidays).

Real Time Price Quote

AASTOCKS
AASTOCKS (China Client)
MegaHub
ET Net (HK & Overseas)
ET Net (China Client)

HK$388/month
HK$190/month
HK$368/month
HK$375/month
HK$270/month

 

Return cheque charge

HK$ 100.00 per each cheque

HK$100

 

IPO Application

HK$100 per application

HK$100

 

Statement by Mail

HK$10 per statement

HK$10

 

Reprint Statement

HK$50 per statement

HK$50

Up to seven years

The above Charges are subject to revision from time to time without prior notice.

* For RMB products the fees will be charged in terms of RMB.

Last Update: 17/1/12