Trade-related services

Brokerage

-via Online Trading Platform
0.25% Base on Transaction amount

-via Phone Trading System
0.25% Base on Transaction amount

Stamp Duty

0.1% of transaction amount

HK$1

Charges are rounded up to the nearest dollar and payable by both the buyer and Seller.

Transaction Levy

0.003% of transaction amount

SFC charge

Trading Fee

0.005% of transaction amount

HKEX charge

Stock Settlement Fee

0.002% of transaction amount

HK$2

Maximum HK$100

Compulsory Share Buy-back by CCASS

0.5% of securities value (closing price on settlement day)

Maximum HK$100,000

EIPO

HK$20 per application

HK$20

Physical Scrip Handling

Physical Scrip Withdrawal

HK$5 per board lot

HK$30

Physical Scrip Deposit

HK$5 per transfer deed

HK$5

Settlement-related Services

SI Delivery Fee

HK$10 per stock

HK$10

ISI Delivery Fee

HK$10 per stock

HK$10

Nominee services and corporate actions

Scrip Fee

HK$1.5 per lot

HK$1.5 per lot

Odd lots also charged at HK$1.50 each

Cash Dividend Collection

Scrip Dividend Collection

0.12% of aggregate of cash amount dividend

HK$20 *

HK$20 *

Maximum HK$10,000 *

Rights Collection

Warrants Collection

Open Offer Collection Fee

HK$20 *

HK$20 *

HK$20*

HK$20 *

Rights Subscription/Excess Application

HK$0.8 per lot and HK$20 *

HK$0.8/lot and HK$20 *

Exercise of Warrants

HK$0.8 per lot and HK$30 *

HK$0.8/lot and HK$30 *

Take-up Open Offer/Cash Offer

HK$0.8 per lot and HK$20 *

HK$0.8/lot and HK$20 *

Financing and other services

Late settlement of purchase orders
(Cash Account)

HSBC Prime Rate +4% (p.a. )

Interest calculated from the settlement day (including Saturday, Sunday and Public) Holidays).

Late settlement of purchase orders
(Margins Account-
Margin Rate)

HSBC Prime Rate +3% (p.a. )

Interest calculated from the settlement day (including Saturday, Sunday and Public) Holidays).

Real Time Price Quote

AASTOCKS
AASTOCKS (China Client)
MegaHub
ET Net (HK & Overseas)
ET Net (China Client)

HK$388/month
HK$190/month
HK$368/month
HK$448/month
HK$343/month

Return cheque charge

HK$ 100.00 per each cheque

HK$100

IPO Application

HK$100 per application

HK$100

Statement by Mail

HK$10 per statement

HK$10

Reprint Statement

HK$50 per statement

HK$50

Up to seven years